Since March 2011, I am a researcher at Milan University, where I also
spent several years in the past as a PostDoc.
I am interested in statistical field theory and critical phenomena,
with emphasis on combinatorial aspects.
I also try to follow the related subjects in disordered systems,
cavity method, computational complexity, theory of algorithms,
methods for exact sampling, point processes, criticality in two
dimensions, Integrable Systems, CFT, SLE and random matrices.
The main page of the group (S. Caracciolo home page) is
here.
NEW!
A seminar videotaped at MSRI in Berkeley in 2012
Berkeley, January 17th 2012
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Publications
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(click on the title to read the abstract)
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A one-parameter refinement of the Razumov-Stroganov correspondence
with
L. Cantini
We introduce and prove a one-parameter refinement of the Razumov-Stroganov correspondence. This is achieved for fully-packed loop configurations (FPL) on domains which generalize the square domain, and which are endowed with the gyration operation. We consider one given side of the domain, and FPLs such that the only straight-line tile on this side is black. We show that the enumeration vector associated to such FPLs, weighted according to the position of the straight line and refined according to the link pattern for the black boundary points, is the ground state of the scattering matrix, an integrable one-parameter deformation of the O(1) Dense Loop Model Hamiltonian. We show how the original Razumov-Stroganov correspondence, and a conjecture formulated by Di Francesco in 2004, follow from our results.
Multiple and inverse topplings in the Abelian Sandpile Model
with
S. Caracciolo and G. Paoletti
The Abelian Sandpile Model is a cellular automaton whose discrete dynamics reaches an out-of-equilibrium steady state resembling avalanches in piles
of sand. The fundamental moves defining the dynamics are encoded by the toppling rules. The transition monoid corresponding to this dynamics in the
set of stable configurations is abelian, a property which seems at the basis of our understanding of the model. By including also antitoppling rules,
we introduce and investigate a larger monoid, which is not abelian anymore. We prove a number of algebraic properties of this monoid, and describe
their practical implications on the emerging structures of the model.
Asymptotic enumeration of Minimal Automata
with
F. Bassino and J. David
We determine the asymptotic proportion of minimal automata, within
n-state accessible deterministic complete automata over a k-letter
alphabet, with the uniform distribution over the possible transition
structures, and a binomial distribution over terminal states, with
arbitrary parameter b. It turns out that a fraction ~ 1-C(k,b)
n^{-k+2} of automata is minimal, with C(k,b) a function, explicitly
determined, involving the solution of a transcendental equation.
Combinatorial proofs of Cayley-type identities for derivatives of determinants and pfaffians
with
S. Caracciolo and A.D. Sokal
The classic Cayley identity states that det(D) (det X)^s =
s(s+1)...(s+n-1) (det X)^(s-1), where X=(x_{ij}) is an n-by-n matrix
of indeterminates and D=(d/d x_{ij}) is the corresponding matrix of
partial derivatives. In this paper we present straightforward
combinatorial proofs of a variety of Cayley-type identities, both old
and new. The most powerful of these proofs employ Grassmann algebra (=
exterior algebra) and Grassmann-Berezin integration. Among the new
identities proven here are the two-matrix and multi-matrix rectangular
Cayley identities, the one-matrix rectangular antisymmetric Cayley
identity, a pair of "diagonal-parametrized" Cayley identities, a pair
of "Laplacian-parametrized" Cayley identities, and the
"product-parametrized" and "border-parametrized" rectangular Cayley
identities.
Journal:
accepted in Adv. Appl. Math.
Doubly-refined enumeration of Alternating Sign Matrices and determinants of 2-staircase Schur functions
with
Ph. Biane and L. Cantini
We prove a determinantal identity concerning Schur functions for
2-staircase diagrams
lambda=(ln+l',ln,l(n-1)+l',l(n-1),...,l+l',l,l',0). When l=1 and l'=0
these functions are related to the partition function of the 6-vertex
model at the combinatorial point and hence to enumerations of
Alternating Sign Matrices. A consequence of our result is an identity
concerning the doubly-refined enumerations of Alternating Sign
Matrices.
Journal:
accepted in Sém. Lothar. Combin.
Proof of the Razumov-Stroganov conjecture
with
L. Cantini
The Razumov-Stroganov conjecture relates the ground-state coefficients
in the even-length dense O(1) loop model to the enumeration of
fully-packed loop configuration on the square, with alternating
boundary conditions, refined according to the link pattern for the
boundary points. Here we prove this conjecture, by mean of purely
combinatorial methods. The main ingredient is a generalization of the
Wieland proof technique for the dihedral symmetry of these classes,
based on the `gyration' operation, whose full strength we will
investigate in a companion paper.
Conservation laws for strings in the Abelian Sandpile Model
with
G. Paoletti and S. Caracciolo
The Abelian Sandpile generates complex and beautiful patterns and
seems to display allometry. On the plane, beyond patches, patterns
periodic in both dimensions, we remark the presence of structures
periodic in one dimension, that we call strings. We classify
completely their constituents in terms of their principal periodic
vector k, that we call momentum. We derive a simple relation between
the momentum of a string and its density of particles, E, which is
reminiscent of a dispersion relation, E=k^2. Strings interact: they
can merge and split and within these processes momentum is
conserved. We reveal the role of the modular group SL(2,Z) behind
these laws.
Phase transition in the spanning-hyperforest model on complete hypergraphs
with
A. Bedini and S. Caracciolo
By using our novel Grassmann formulation we study the phase transition
of the spanning-hyperforest model of the k-uniform complete hypergraph
for any k>=2. The case k=2 reduces to the spanning-forest model on
the complete graph. Different k are studied at once by using a
microcanonical ensemble in which the number of components is
fixed. The low-temperature phase is characterized by the appearance of
a giant hypertree. The phase transition occurs when the number of
hypertrees is a fraction (k-1)/k of the total number of
vertices. The behaviour at criticality is also studied by means of the
coalescence of two saddle points. As the Grassmann formulation
exhibits a global supersymmetry we show that the phase transition is
second order and is associated to supersymmetry breaking and we
explore the pure thermodynamical phase at low temperature by
introducing an explicit breaking field.
Some geometric critical exponents for percolation and the random-cluster model
with
Y. Deng, W. Zhang, T.M. Garoni and A.D. Sokal
We introduce several infinite families of new critical exponents for
the random-cluster model, and give heuristic scaling arguments
determining all but one of these exponents as a function of q in the
two-dimensional case. We then give Monte Carlo simulations confirming
these predictions. For the shortest-path fractal dimension we give the
conjectured exact formula d_min = (g+2)(g+18)/(32g) where g is the
Coulomb-gas coupling. Finally, we apply these exponents to provide a
radically improved implementation of the Sweeny Monte Carlo algorithm.
Spanning Forests on Random Planar Lattices
with S. Caracciolo
The generating function for spanning forests on a lattice is related
to the q-state Potts model in a certain q -> 0 limit, and extends the
analogous notion for spanning trees, or dense self-avoiding branched
polymers. Recent works have found a combinatorial perturbative
equivalence also with the (quadratic action) O(n) model in the limit n
-> -1, the expansion parameter t counting the number of components in
the forest. We give a random-matrix formulation of this model on the
ensemble of degree-k random planar lattices. For k = 3, a
correspondence is found with the Kostov solution of the loop-gas
problem, which arise as a reformulation of the (logarithmic action)
O(n) model, at n = -2. Then, we show how to perform an expansion
around the t = 0 theory. In the thermodynamic limit, at any order in t
we have a finite sum of finite-dimensional Cauchy integrals. The
leading contribution comes from a peculiar class of terms, for which a
resummation can be performed exactly.
A randomized polynomial-time algorithm for the Spanning Hypertree
Problem on 3-uniform hypergraphs
with S. Caracciolo, G. Masbaum, A.D. Sokal
Consider the problem of determining whether there exists a spanning hypertree in a given k-uniform hypergraph. This problem is trivially in P for k=2, and is NP-complete for k>= 4, whereas for k=3, there exists a polynomial-time algorithm based on Lovasz' theory of polymatroid matching. Here we give a completely different, randomized polynomial-time algorithm in the case k=3. The main ingredients are a Pfaffian formula by Vaintrob and one of the authors (G.M.) for a polynomial that enumerates spanning hypertrees with some signs, and a lemma on the number of roots of polynomials over a finite field.
Exact sampling of corrugated surfaces
with S. Caracciolo, E. Rinaldi
We discuss an algorithm for the exact sampling of vectors v in [0,1]^N satisfying a set of pairwise difference inequalities. Applications include the exact sampling of skew Young Tableaux, of configurations in the Bead Model, and of corrugated surfaces on a graph, that is random landscapes in which at each vertex corresponds a local maximum or minimum. As an example, we numerically evaluate with high-precision the number of corrugated surfaces on the square lattice. After an extrapolation to the thermodynamic limit, controlled by an exact formula, we put into evidence a discrepancy with previous numerical results.
Noncommutative determinants, Cauchy-Binet formulae, and Capelli-type
identities.
I. Generalizations of the Capelli and Turnbull identities
with S. Caracciolo, A.D. Sokal
We prove, by simple manipulation of commutators, two noncommutative generalizations of the Cauchy-Binet formula for the determinant of a product. As special cases we obtain elementary proofs of the Capelli identity from classical invariant theory and of Turnbull's Capelli-type identities for symmetric and antisymmetric matrices.
Closed-formula identities for the Abelian Sandpile Model
with S. Caracciolo, G. Paoletti
Since the work of Creutz, identifying the group identities for the Abelian Sandpile Model (ASM) on a given lattice is a puzzling issue: on rectangular portions of Z^2 complex quasi-self-similar structures arise. We study the ASM on the square lattice, in different geometries, and a variant with directed edges. Cylinders, through their extra symmetry, allow an easy determination of the identity, which is a homogeneous function. The directed variant on square geometry shows a remarkable exact structure, asymptotically self-similar.
Hyperforests on the Complete Hypergraph by Grassmann Integral
Representation
with A. Bedini, S. Caracciolo
We study the generating function of rooted and unrooted hyperforests in a general complete hypergraph with n vertices by using a novel Grassmann representation of their generating functions. We show that this new approach encodes the known results about the exponential generating functions for the different number of vertices. We consider also some applications as counting hyperforests in the k-uniform complete hypergraph and the one complete in hyperedges of all dimensions. Some general feature of the asymptotic regimes for large number of connected components is discussed.
Grassmann Integral Representation for Spanning Hyperforests
with S. Caracciolo, A.D. Sokal
Given a hypergraph G, we introduce a Grassmann algebra over the vertex set, and show that a class of Grassmann integrals permits an expansion in terms of spanning hyperforests. Special cases provide the generating functions for rooted and unrooted spanning (hyper)forests and spanning (hyper)trees. All these results are generalizations of Kirchhoff's matrix-tree theorem. Furthermore, we show that the class of integrals describing unrooted spanning (hyper)forests is induced by a theory with an underlying OSP(1|2) supersymmetry.
Renormalization flow for unrooted forests on a triangular lattice
with S. Caracciolo, C. De Grandi
We compute in small temperature expansion the two-loop renormalization constants and the three-loop coefficient of the beta-function, that is the first non-universal term, for the sigma-model with O(N) invariance on the triangular lattice at N=-1. The partition function of the corresponding Grassmann theory is, for negative temperature, the generating function of unrooted forests on such a lattice, where the temperature acts as a chemical potential for the number of trees in the forest. To evaluate Feynman diagrams we extend the coordinate space method to the triangular lattice.
The Phase Diagram of 1-in-3 Satisfiability Problem
with J. Raymond, L. Zdeborová
We study the typical case properties of the 1-in-3 satisfiability problem, the boolean satisfaction problem where a clause is satisfied by exactly one literal, in an enlarged random ensemble parametrized by average connectivity and probability of negation of a variable in a clause. Random 1-in-3 Satisfiability and Exact 3-Cover are special cases of this ensemble. We interpolate between these cases from a region where satisfiability can be typically decided for all connectivities in polynomial time to a region where deciding satisfiability is hard, in some interval of connectivities. We derive several rigorous results in the first region, and develop the one-step--replica-symmetry-breaking cavity analysis in the second one. We discuss the prediction for the transition between the almost surely satisfiable and the almost surely unsatisfiable phase, and other structural properties of the phase diagram, in light of cavity method results.
A Hike in the Phases of the 1-in-3 Satisfiability
with E. Maneva, T. Meltzer, J. Raymond, L. Zdeborová
We summarise our results for the random $\epsilon$--1-in-3 satisfiability problem, where $\epsilon$ is a probability of negation of the variable. We employ both rigorous and heuristic methods to describe the SAT/UNSAT and Hard/Easy transitions.
Generating functions for trees, forests
and unicyclics on finite geometries
with S. Caracciolo, A.D. Sokal
Journal:
Milan University - Physics Dept. - Activity Report 2006, p.171-173
One-in-Two-Matching Problem is NP-complete
with S. Caracciolo, D. Fichera
2-dimensional Matching Problem, which requires to find a matching of
left- to right-vertices in a balanced $2n$-vertex bipartite graph, is
a well-known polynomial problem, while various variants, like the
3-dimensional analogoue (3DM, with triangles on a tripartite graph),
or the Hamiltonian Circuit Problem (HC, a restriction to ``unicyclic''
matchings) are among the main examples of NP-hard problems, since the
first Karp reduction series of 1972. The same holds for the weighted
variants of these problems, the Linear Assignment Problem being
polynomial, and the Numerical 3-Dimensional Matching and Travelling
Salesman Problem being NP-complete.
In this paper we show that a small modification of the 2-dimensional
Matching and Assignment Problems in which for each $i \leq n/2$ it is
required that either $\pi(2i-1)=2i-1$ or $\pi(2i)=2i$, is a
NP-complete problem. The proof is by linear reduction from SAT (or
NAE-SAT), with the size $n$ of the Matching Problem being four times
the number of edges in the factor graph representation of the boolean
problem. As a corollary, in combination with the simple linear
reduction of One-in-Two Matching to 3-Dimensional Matching, we show
that SAT can be linearly reduced to 3DM, while the original Karp
reduction was only cubic.
O(n) vector model at n=-1, -2 on random planar lattices:
a direct combinatorial derivation
with S. Caracciolo
The O(n) vector model with logarithmic action on a lattice of coordination 3 is related to a gas of self-avoiding loops on the lattice. This formulation allows for analytical continuation in n: critical behaviour is found in the real interval [-2,2]. The solution of the model on random planar lattices, recovered by random matrices, also involves an analytic continuation in the number n of auxiliary matrices. Here we show that, in the two cases n=-1, -2, a combinatorial reformulation of the loop gas problem allows to achieve the random matrix solution with no need of this analytical continuation.
Fermionic field theory for trees and forests
with S. Caracciolo, J.L. Jacobsen, H. Saleur, A.D. Sokal
We prove a generalization of Kirchhoff's matrix-tree theorem in which a large class of combinatorial objects are represented by non-Gaussian Grassmann integrals. As a special case, we show that unrooted spanning forests, which arise as a q \to 0 limit of the Potts model, can be represented by a Grassmann theory involving a Gaussian term and a particular bilocal four-fermion term. We show that this latter model can be mapped, to all orders in perturbation theory, onto the N-vector model at N=-1 or, equivalently, onto the sigma-model taking values in the unit supersphere in R^{1|2}. It follows that, in two dimensions, this fermionic model is perturbatively asymptotically free.
General duality for abelian-group-valued statistical-mechanics models
with S. Caracciolo
We introduce a general class of statistical-mechanics models, taking values in an abelian group, which includes examples of both spin and gauge models, both ordered and disordered. The model is described by a set of ``variables'' and a set of ``interactions''. A Gibbs factor is associated to each variable and to each interaction. We introduce a duality transformation for systems in this class. The duality exchanges the abelian group with its dual, the Gibbs factors with their Fourier transforms, and the interactions with the variables. High (low) couplings in the interaction terms are mapped into low (high) couplings in the one-body terms. The idea is that our class of systems extends the one for which the classical procedure 'a la Kramers and Wannier holds, up to include randomness into the pattern of interaction. We introduce and study some physical examples: a random Gaussian Model, a random Potts-like model, and a random variant of discrete scalar QED. We shortly describe the consequence of duality for each example.
An exactly solvable random satisfiability problem
with S. Caracciolo
We introduce a new model for the generation of random satisfiability
problems. It is an extension of the hyper-SAT model of
Ricci-Tersenghi, Weigt and Zecchina, which is a variant of the famous
K-SAT model: it is extended to q-state variables and relates to a
different choice of the statistical ensemble. The model has an exactly
solvable statistic: the critical exponents and scaling functions of
the SAT/UNSAT transition are calculable at zero temperature, with no
need of replicas, also with exact finite-size corrections. We also
introduce an exact duality of the model, and show an analogy of
thermodynamic properties with the Random Energy Model of disordered
spin systems theory. Relations with Error-Correcting Codes are also
discussed.
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My PhD thesis
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